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研究生:林中山
研究生(外文):ARIES HERU PRASETYO
論文名稱:以複雜理論與權變理論觀點探究非營利組織治理—以東南亞國家組織為例
論文名稱(外文):Relating Complexity and Contingency Theory into Non-Profit Governance – New Concepts, Model and Empirical Findings from South East Asia
指導教授:胡哲生 博士郭國泰博士
指導教授(外文):HU, JERSANKUO, ANTHONY
口試委員:YANG, MING-HSIENGAO, MING-REACHEN, HOMINHO, SHU-HSUN
口試委員(外文):YANG, MING-HSIENGAO, MING-REACHEN, HOMINHO, SHU-HSUN
口試日期:2018-04-13
學位類別:博士
校院名稱:輔仁大學
系所名稱:商學研究所博士班
學門:商業及管理學門
學類:一般商業學類
論文種類:學術論文
論文出版年:2018
畢業學年度:106
語文別:英文
論文頁數:239
中文關鍵詞:非營利組織非營利組織治理東南亞權變理論複雜理論
外文關鍵詞:Non-profit organizationCorporate governanceSouth East AsiaContingency theoryComplexity theory
相關次數:
  • 被引用被引用:1
  • 點閱點閱:457
  • 評分評分:
  • 下載下載:124
  • 收藏至我的研究室書目清單書目收藏:1
學界針對非營利組織治理的探討主要是以董事會的決策行為位主,然而此一治理模式的可靠度並不佳,因此本研究以複雜理論與權變理論觀點,再次提出四個非營利組織治理模式,試圖弭補非營利組織治理理論的不足。
本研究以東南亞國家非營利組織為研究對象,採取質性研究與量化研究並行,藉由文獻探討、跨個案分析,先以兩個位在印尼的非營利組織為個案對象,提出初步的非營利組織治理模式與構面,接著以186個在印尼、馬來西亞與新加坡等國的非營利組織為樣本,收集這些組織的公開資訊如組織財務健全度、董事會規模、專家多樣性、資訊公開程度、知識多樣性、權變與官僚程度等,再以多元回歸分析法檢測所有的構面,進而修正本研究所提的初步治理模式,最終提出四個非營利組織治理模式:共同治理模式(collaborative governance model)、夥伴治理模式(partnership governance model)、規範治理模式(compliance governance model)、集體治理模式(collective governance model)。

The study aims to provide a clear explanation on non-profit governance. The idea is coming from facts that most current works has not yet succeeds to derive the model from basic characteristic of NPO. Specifically, this thesis is trying to continue the works of Cornforth (2016a, 2014b, 2013c, 2012d, 2004e), Bradshaw (2009), Brown (2005) and Morgan (1989) who are consistently observing the theme through several different angle. Surprisingly, one of the latest works had falsified the current thought by emphasizing that non-profit governance is about the boards’ behavior, causing all previous methods – which popular as the adoption ways has lost its reliability. However, signaled by former studies, this thesis is trying to incorporate two related behavior theories: contingency and complexity theory.
The thesis begins with posing four questions relating to non-profit governance using South East Asia’s perspective. As the study is aiming to provide a new concept, model and theory therefore, combinations among qualitative and quantitative perspective is undertake. Consequently, methods such as comprehensive literature review, cross-case analysis and desk research are performed to pose the early model for non-profit governance. The model is then being tested upon participative observation research on two NPO in Indonesia to derive the possible attribute in justifying the final model. As to that point, an empirical test using cross-sectional data from 186 NPO in Indonesia, Malaysia and Singapore is perform, aiming for generalization of the findings. As results, the study proposes four models of non-profit governance namely (1) collaborative governance model, (2) partnership governance model, (3) compliance governance model and (4) collective governance model.
From the empirical study, the study emphasizes variables such as economic uncertainty, board size, expert-diversity, level of openness, knowledge diversity, faith diversity, contingency and bureaucracy as having significant contribution to the overall performance. However, with explanations power more than 52.7%, this study confirms that the proposed model might represent the ideal forms of non-profit governance.

CHAPTER 1
INTRODUCTION
1.1 Research background 1
1.2 Guided research questions 11
1.3 Study context 12
1.4 The goal and objectives of the study 15
1.5 Contributions of the study 16
1.6 The structure and outline of the thesis 18

CHAPTER 2
LITERATURE REVIEW
2.1 Introduction 21
2.1.1 Concept evolutions 21
2.1.2 Grounding good governance into social sector 25
2.1.3 Any warranty for better performance? 26
2.2 Organizational theory and non-profit governance 28
2.3 Institutional theory and non-profit governance 31
2.4 Inserting contingency and complexity theory 34
2.5 Relevant theories 36
2.5.1 Organizational democracy 36
2.5.2 Democratic-governance model 38
2.5.3 Compliance model 39
2.5.4 Partnership model 40
2.5.5 Paradox-governance perspective 41
2.6 Directions for future works 44
2.6.1 Contingency theory 45
2.6.2 Complexity theory 50

CHAPTER 3
METHODOLOGY AND METHODS
3.1 Introduction 53
3.2 The research paradigm 54
3.3 Settings of the study 55
3.4 Study design 60
3.5 Methods, data collection procedure, sample and data analysis 62
3.6 Empirical test 68
3.7 Populations and samples 69
3.8 Models and variables 71
3.9 Data analysis 76
3.10 Ethical consideration of the study 77

CHAPTER 4
CASE BACKGROUND
4.1 Introduction 79
4.2 South East Asia – a state of art 79
4.3 Modern NPO 80
4.4 Case 1 – Ursuline education foundations 82
4.5 Case 2 – PPM Management education foundations 84
4.6 Preliminary studies 86
4.7 Derivation of the thesis: connecting themes 89

CHAPTER 5
FINDINGS, ANALYSIS AND DISCUSSION
5.1 Introduction 93
5.2 SEA’S non-profit organization 94
5.2.1 Current progress 94
5.2.2 External influence and challenges 97
5.2.3 Words from the stakeholder: a three nation perspective 100
5.3 Future challenges 106
5.4 Analysis from contingency and complexity 108
5.4.1 Origin of non-profit governance 109
5.4.2 Relating basic value with non-profit governance 113
5.4.3 Influence from other party 116
5.4.4 Dependencies and governance 118
5.4.5 The role of stakeholder 122
5.4.6 Boards’ behavior 124
5.4.7 Bureaucracy 126
5.5 Western and eastern perspective on governance 127
5.6 Non-profit governance model 130
5.6.1 Collaborative-governance model 134
5.6.2 Partnership-governance model 136
5.6.3 Compliance-governance model 138
5.6.4 Collective-governance model 140
5.7 Coevolution of the model 142


CHAPTER 6
EMPIRICAL TEST
6.1 Descriptive statistic and regressions 145
6.2 Relating governance to NPOs’ performance 150
6.2.1 Governance and economic uncertainty 150
6.2.2 Board size, duality, and level of openness 152
6.2.3 The role of diversity in the governance 153
6.2.4 Bureaucracy and non-profit governance 154
6.3 Discussion 155

CHAPTER 7
CONCLUSION
7.1 Conclusion 159
7.2 Limitations and direction for future studies 162

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