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參考文獻 壹、中文部分(按姓氏表化排列) 一、中文書籍 Carl Shapiro & Hal R. Varian, 張美惠譯 資訊經營法則 時報出版社, 民國八十八年初版 何之邁 歐洲共同體競爭法論 三民書局, 一九九五年五月 阮方民 歐盟競爭法 中國政法大學出版社, 一九九八年 張平/馬驍 標準化與知識產權戰略 知識產權出版社, 二OO二年 陳家駿/羅怡德 公平交易法與智慧財產權—以專利追索為中心 五南圖書, 民國八十八年 賴源河 公平交易法新論 元照出版公司, 民國九十一年 謝銘洋 智慧財產權之基礎理論 台灣大學法學叢書,八十四年七月初版 二、學位論文 何愛文 論專利法制與競爭法制之關係—從保護專利權之正當性談起 國立台灣大學法律學研究所博士論文, 民國九十二年 李兆國 標準制定組織及標準專利權之爭議 國立交通大學科技法律研究所碩士論文, 民國九十二年 張向晞 競爭法對策略聯盟之規範—從科技產業之「競爭且合作」思維論競爭者合作在競爭法上之規範 國立台灣大學法律研究所碩士論文, 民國八十九年 蔡宜芯 專利集中授權(patent pool)之法律規範—以競爭法為中心 國立台灣大學法律學研究所碩士論文, 民國九十二年 蔡英雌 智慧財產權授權契約限制競爭之探討—以歐聯暨美國競爭法為中心 私立東吳大學法律學研究所碩士論文, 民國八十六年 戴豪君 歐洲共同體競爭法對優勢地位企業規範之研究 淡江大學碩士論文, 民國八十四年六月 蕭彩綾 美國法上專利強制授權之研究 國立中正大學法律學研究所碩士論文, 民國八十九年 三、期刊論文 李素華 技術授權協議之限制約款與競爭法關係--由歐美立法看我國公平交易法適用 資訊法律透析, 民國八十八年三月 林慶堂 專利授權案件實務報導—兼論歐盟法上之規定 公平交易季刊第七卷第三期, 民國八十八年七月 莊春發 論「足以影響市場功能」的聯合行為 月旦法學雜誌, 第六十九期, 民國九十年二月 黃銘傑 專利聯營(patent pool)與公平交易法—評行政院公平交易委員會對飛利浦等三家事業技術授權行為之二次處分案 月旦法學, 民國九十一年八月 劉靜怡 公平交易法與科技產業的智慧財產權授權問題初探:美國經驗的借鏡 公平交易法施行十周年回顧與前瞻學術研討會論文集, 公平交易委員會, 民國九十一年 e世代組織的改變與創新 http://www.3wnet.com.tw/eHR/default.asp?INDEX=6
貳、英文部分 一、學位論文/書籍 Baltes, Cristina Patent Pools-An Effective Instrument for the High Technology Co-operation? Faculty of Law Lund University Master of European affairs programme, Law Master Thesis, Spring 2003 Gutterman, Alan S. Innovation and Competition Policy Kluwer Law International Ltd., 1997 Holmes, William C. Intellectual Property and Antitrust Law Clark Boardman Company, 1983 Lemley, Mark A. & Hovenkamp, Herbert & Janis, Mark D. IP and Antitrust: An Analysis of Antitrust Principles Applied to Intellectual Property, Aspen Law & Business 二、期刊論文 Anderman, Steve EC Competition Law and Intellectual Property Rights in the New Economy Antitrust Bulletin (Summer 2002) Andewelt, Roger B. Analysis of Patent Pools under the Antitrust Law, Antitrust Law Journal (1985) Anthony, Sheila F. Antitrust and Intellectual Property Law: From Adversaries to Partners AIPLA Quarterly Journal (2000) Aziz, Azam H. Defining Technology and Innovation Markets: the DOJ’s Antitrust Guidelines for the Licensing of Intellectual Property 24 Hofstra L. Rev. 475 (1995) Balto, David A. Standard Setting in the 21st Century Network Economy 18, No. 6 the Computer & Internet Law, 5 (June 2001) Balto, David A. and Wolman, Andrew M. Intellectual Property and Antitrust: General Principles IDEA: The Journal of Law and Technology (2003) Bittlingmayer, George Property Rights, Progress, and the Aircraft Patent Agreement 31 J. L. & ECON. (1988) Carlson, Steven C. Patent Pools and the Antitrust Dilemma 16 Yale J. on Reg.359 (Summer 1999) Cowie, Michael G. and Lavelle, Joseph P. Patents Covering Industry Standards: The Risks to Enforceability Due to Conduct before Standard- Setting Organizations 30 AIPLA Q J 95, 99 (2002) Curran, Patrick D. Standard-Setting Organizations: Patents, Price Fixing, and Per Se Legality University of Chicago Law Review (Summer 2003) Dolmans, Maurits Standards For Standards 26 Fordham Int'l L.J. 163 Garcia, Linda Standard Setting in the United States: Public and Private Sector Roles IEEE MICRO, Dec. 1993 Gates, Sean P. Standards, Innovation, and Antitrust: Integrating Innovation Concerns into the Analysis of Collaborative Standard Setting, 47 Emory L J 583, 597 (1998) Gilbert, Richard J. Economics, Law, and History of Patent Pools and Cross-Licensing Agreements Franco-American Conference on Economics, Law and History of Intellectual Property Rights, University of California, Berkeley (October 6, 2001) Hayslett III, Thomas L. 1995 Antitrust Guidelines for the Licensing of Intellectual Property: Harmonizing the Commercial Use of Legal Monopolies with the Prohibitions of Antitrust Law 3 J. Intell. Prop. L. 375 (Spring, 1996) Hefti, Thomas European Union Competition Law Seton Hall Legislative Journal, 1994 Heller, Michael A. and Eisenberg, Rebecca S. Can Patents Deter Innovation? The Anticommons in Biomedical Research 280 SCIENCE 698 (1998) John Temple Lang European Community Antitrust Law: Innovation Markets and High Technology Industries Fordham International Law Journal March, 1997 Katz, Michael L. and Shapiro, Carl Network Externalities, Competition, and Compatibility 75 AM. ECON. REV. 424 (1985) Katz, Michael L. and Shapiro, Carl Systems Competition and Network Effects 8 J Econ Persp 93 (Spring 1994) Leeds, Douglas D. Raising the Standard: Antitrust Scrutiny of Standard-Setting Consortia in High Technology Industries 7 Fordham Intel Prop, Media, & Enter L J 641, 644 (1997) Lemley, Mark A. Antitrust and the Internet Standardization Problem 28 CONN. L. REV. 1041 (1996) Lemley, Mark A. Intellectual Property Rights and Standard Setting Organizations California Law Review, December, 2002 Lemley, Mark A. and McGowan, David Legal Implications of Network Economic Effects 86 CAL. L. REV. 479 (1998) Lerner, Josh Patenting in the Shadow of Competitors 38 J.L. & ECON. (1995) Liebowitz , S. J. and Margolis, Stephen E. Network Externality: An Uncommon Tragedy 8 Journal of Economic Perspectives (Spring 1994) Liebowitz , S. J. and Margolis, Setphen E. Path Dependence, Lock-In, and History 11 J. L. ECON. & ORG. 205 (1995) Merges, Robert P. A Brief Note on Blocking Patents and Reverse Equivalents: Biotechnology as an Example 73 J. PAT. & TRADEMARK OFF. SOC'Y. 878, 878-79 (1991) Michel, Paul R. Enabling the Jury to Apply Patent Law Rationally 1 YALE SYMP. L. & TECH. 1 (1998) Mitropoulos, Chris Technology Transfer: the new Regulation EC Competition Policy Newsletter, vol. 2 No. 1 (Spring 1996) Mueller, Janice M. Patenting Industry Standards 34 John Marshall L. Rev. 897, 903 (2001) Mueller, Janice M. Patent Misuse through the Capture of Industry Standards Berkeley Technology Law Journal (Spring 2002) Newberg, Joshua A. Antitrust for the Economy of Ideas: the Logic of Technology Markets 14 Hav. J. L. & Tech. 83 (2000) Rice, Dale A. and Brown, Thomas P. Antitrust and Intellectual Property Licenses, Computer and Internet Lawyer; Frederick (Dec 2001) Roe, Mark J. Chaos and Evolution in Law and Economics 109 Harv. L. Rev. 641 (1996) Taylor, D. The sinking of United States Electronics Industry within Japanese Patent Pools George Washington Journal of International Law and Economics, 1992 Teece, David J. Information Sharing, Innovation, and Antitrust 62 Antitrust L. J. 465 (1994) Tom, Willard K. and Newberg, Joshua A. Antitrust and Intellectual Property: From Separate Spheres to Unified Field 66 ANTITRUST L.J. 167 (1997) Worley, Regis C. The MPEG LA Patent Pool : A Rule Of Reason Analysis And Suggestion To Improve Procompetitiveness 24 T. Jefferson L. Rev. 299 (Spring, 2002 ) Yates, John C. Electronic Commerce and Electronic Data Interchange 471 PLI/PAT 233, 240 (1997) Zimmerman, Philip R. Cryptography for the Internet SCI. AM., Oct. 1998
三、網路文章 Balto, David A. and Prywes, Daniel I. Standard-Setting Disputes: the Need for FTC Guidelines http://www.ftc.gov/os/comments/intelpropertyomments/baltoprywes.htm Clark, Jeanne & Piccolo, Joe & Stanton, Brian and Tyson, Karin Patent Pools: A Solution to the Problem of Access in Biotechnology Patents U.S. Patent and Trademark Office (December 5, 2000) www.uspto.gov/web/offices/pac/dapp/opla/patentpool.pdf. Gellhorn, Ernest Standard Setting FTC/DOJ Hearings on Competition and Intellectual Property Law and Policy in the Knowledge-Based Economy, (FTC/DOJ, Apr. 18, 2002) http://www.ftc.gov/opp/intellect/ Gilbert, Richard J. Antitrust for Patent Pools: A Century of Policy Evolution (October 3, 2002) http://elsa.berkeley.edu/users/gilbert/wp/patent_pools100302.pdf Hardy, Henry The History of the Net, (last modified Dec. 14, 1994) http://www.ocean.ic.net/ftp/doc/nethist.html Klein, Joel I. Cross Licensing and Antitrust Law (Address to the American Intellectual Property Law Association, May 2, 1997) http://www.usdoj.gov/atr/public/speeches/1123.htm Lessig, Lawrence Open Code and Open Societies: Values of Internet Governance 1999 Sibley Lecture at the University of Georgia (Feb. 16, 1999) http://cyber.harvard.edu/works/lessig/kent.pdf Maher, Marcus An Analysis of Internet Standardization 3 Va. J.L. & Tech. 5 (Spring 1998) http://vjolt.student.virginia.edu Merges, Robert P. Institutions for Intellectual Property Transactions: the Case for Patent Pools (August 1999) http://www.law.berkeley.edu/institutes/bclt/pubs/merges Raymond, D.G. Benefits and Risks of Patent Pooling for Standard-Setting Organizations ( 2002) http://www.abanet.org/antitrust/committees/intell_property/springmtgmaterial.doc Rickard, Jack The History of the Internet Boardwatch (July 16, 1997) http://www.boardwatch.com/mag/95/jun/bwm1.htm Shapiro, Carl Navigating the Patent Thicket: Cross Licenses, Patent Pools, and Standard-Setting Innovation Policy and the Economy, Adam Jaffe, Joshua Lerner, and Scott Stem, eds., National Bureau of Economic Research (2001) http://hass.berkeley.edu/~shapiro/thicket.pdf Shapiro, Carl Setting Compatibility Standards: Cooperation or Collusion? http://faculty.hass.berkeley.edu/shapiro/asandards.pdf USPTO Patent Pools: A Solution to the Problem of Access in Biotechnology Patents? http://www.uspto.gov/web/offices/pac/dapp/opla/patpoolcover.html Verbruggen , Johan and Lorincz, Anna Patents and Technical Standards 33 IIC - Int'l Rev. of Indus. Prop. & Copyright L. 125 (2002) http://www.ip.mpg.de/Enhanced/Deutsch/Veroeffentlichungen/IIC-Contents/2002/ Wearden, G., Ericsson and Sony Confirm Mobile Tie-Up http://www.zdnet.uk Antitrust Clearance for Licensing of Patents for Third Generation Mobile Services Brussels, 12 November 2002 http://www.3gpatents.com/news/ec_app.htm Commission Notice on the Definition of Relevant Market for the Purposes of Community Competition Law, OJ 1997 C372/5 http://europa.eu.int/comm/competition/antitrust/relevma_en.html Competition law analysis of patent licensing arrangements —the particular case of 3G3P EU Competition Policy Newsletter , 2003 Spring http://europe.eu.int/comm/competition/publications/cpn/cpn2003_.pdf CPTech on Collective Management of IP Rights: Patent Pool http://www.cptech.org/cm/patentpool.html Japan Electronics and Information Technology Industries Association http://www.eiaj.or.jp/english/index.htm Open Mobile Alliance IPR Procedural Guidelines http://www.openmobilealliance.org/docs/OMA_IPR_Guidelines.doc Open Standards : Principles and Practice http://perens.com/OpenStandards/Definition.html What are standards? http://www.iso.org/iso/en/aboutiso/introduction/index.html 四、網路資源 (一) 美國 3G3P商業審閱信函 Business Review Letter from Charles A. James, Assistant Attorney General, antitrust Division, Department of Justice, to Garrard R. Beeney, Esq. http://www.usdoj.gov/atr/public/busreview/200455.htm MPEG-2專利聯營商業審閱信函 Business Review Letter from Joel l. Klein Acting Assistant Attorney General, Antitrust Division, Department of Justice, to Garrard R. Beeney, Esq. http://www.usdoj.gov/atr/public/busreview/1170.htm Philips DVD專利聯營商業審閱信函 Business Review Letter from Joel l. Klein Assistant Attorney General, Antitrust Division, Department of Justice, to Garrard R. Beeney, Esq. http://www.usdoj.gov/atr/public/busreview/2121.htm Toshiba DVD專利聯營商業審閱信函 Business Review Letter from Joel l. Klein Assistant Attorney General, Antitrust Division, Department of Justice, to Garrard R. Beeney, Esq. http://www.usdoj.gov/atr/public/busreview/2485.htm Comments on Patent Pools and Standards for Federal Trade Commission Hearings Regarding Competition & Intellectual Property Antitrust Division, Department of Justice, to James J. Kulbaski, Esq. http://www.ftc.gov/opp/intellect/020417jamesjkulbaski.pdf Summit Tech., Inc. & VISX, Inc., No.9286 (FTC Mar. 24, 1998) http://www.ftc.gov/os/1998/9803/summit.com.htm United States Department of Justice & Federal Trade Commission Antitrust Guidelines for the Licensing of Intellectual Property (Apr. 6, 1995) http://www.usdoj.gov/atr/public/guidelines/ipguide.htm U.S. Department of Justice and Federal Trade Commission 1992 Horizontal Merger Guidelines (April 2, 1992) http://www.usdoj.gov/atr/public/guidelines/horiz_book/hmg1.html W3C Patent Policy http://www.w3c.org/Consortium/Patent-Policy-20030520.html (二) 歐盟 Commission Evaluation Report on Transfer of Technology Block Exemption Regulation No. 240/96: Technology Transfer Agreements under Article 81 http://europa.eu.int/comm/competition/antitrust/technology_transfer/en.pdf Commission Regulation (EC) No 240/96 of 31 January 1996 on the application of Article 85 (3) of the Treaty to certain categories of technology transfer agreements (Text with EEA relevance) http://europa.eu.int/smartapi/cgi/sga_doc?smartapi!celexapi!prod!CELEXnumdoc&lg=en&numdoc=31996R0240&model=guichett Commission Regulation No 2659/2000 of 29 November 2000 on the application of Article 81(3) of the Treaty to categories of research and development agreements http://europa.eu.int/eur-lex/pri/en/oj/dat/2000/l_304/l_30420001205en00070012.pdf
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