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研究生:陳怡菁
研究生(外文):Alina Chen
論文名稱(外文):A Tactical Approach To Hedge Fund Regulation
指導教授:洪茂蔚洪茂蔚引用關係
學位類別:碩士
校院名稱:國立臺灣大學
系所名稱:國際企業學研究所
學門:商業及管理學門
學類:企業管理學類
論文種類:學術論文
論文出版年:2005
畢業學年度:93
語文別:英文
論文頁數:97
中文關鍵詞:避險基金
外文關鍵詞:hedge funds regulationretail hedge fundsregulatory frameworkmutual funds regulationmutual funds
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The hedge fund industry has experienced explosive growth for the last couple of years and the growth is not likely to abate soon. Discussions on how hedge funds should be regulated have been a hotly debated topic. This paper reviews the current state and benefits of the hedge fund industry, outlines the regulatory framework of hedge funds in US and Europe, and compares the regulatory regimes of retail hedge funds in Singapore, Hong Kong, Ireland, and the US. As a result, the paper presents a compromising regulatory approach toward hedge fund regulation
TU1 INTRODUCTIONUT 1
TU2 THE HEDGE FUND INDUSTRYUT 3
TU2-1. GENERAL OVERVIEWUT 3
TU2-2. GROWTH OF HEDGE FUNDSUT 8
TU2-3. BENEFITS OF HEDGE FUNDUT 10
TU2-4 COMPARING MUTUAL FUNDS AND HEDGE FUNDSUT 16
TU2-5 GROWTH IN HEDGE FUND FRAUDUT 21
TU2-6 BROADER EXPOSURE TO HEDGE FUNDSUT 22
TU3 REGULATORY FRAMEWORKUT 25
TU3-1. UNITED STATES-UNREGISTERED BUT NOT UNREGULATEDUT 25
TU3-2. UNITED STATES-NEW PROPOSALUT 41
TU3-3 EUROPEUT 55
TU4 REGULATORY COMPARISONS: RETAIL HEDGE FUNDUT 71
TU4-1 SINGAPOREUT 71
TU4-2 HONG KONGUT 74
TU4-3 IRELANDUT 79
TU4-4 UNITED STATESUT 81
TU4-5 SUMMARYUT 84
TU5 CONCLUSIONUT 85
TUREFERENCESUT 88
TUAPPENDIXUT 91
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