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研究生:周軒任
研究生(外文):Hsuan-jen Chou
論文名稱:為君之道:《亨利五世》中馬基維利式治國術與王權研究
論文名稱(外文):Shaping the Prince: Machiavellian Statecraft and Kingship in Henry V
指導教授:彭輝榮博士
指導教授(外文):Dr. Hui-zung Perng
學位類別:碩士
校院名稱:國立彰化師範大學
系所名稱:英語學系
學門:人文學門
學類:外國語文學類
論文種類:學術論文
論文出版年:2010
畢業學年度:98
語文別:英文
論文頁數:101
中文關鍵詞:亨利五世馬基維利思想王權治國術政治權宜
外文關鍵詞:Henry VMachiavellianismkingshipstatecraftpolitical expediency
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本文試圖以文藝復興時期義大利政治思想家馬基維利(Niccolò Machiavelli)觀點詮釋《亨利五世》中亨利五世治國之術和為君之道。馬基維利認為君王應以務實為出發點治理國家。馬基維利認為君主應揚棄中古時期基督教強調以道德為出發點的治國術,即使道德上有爭議,君主也應應務實處理。
本文首章概述《亨利五世》重要相關研究。傳統上此劇本被視為愛國劇本,意在引起觀眾對英國懷抱愛國情緒。但本文以治國術和為君之道觀點探討《亨利五世》,本劇可視為亨利五世活用馬基維利觀點統治英國和征服法國的表現。
第二章簡述馬基維利治國之道的重要觀點。馬基維利強調君主應以政治權宜之計(political expediency)為考量統治國家。政治權宜之計來自君主是否有其能力(virtu)實現。馬基維利指出君主能力包含幾個方面。首先,君王應先了解人性-人善變、自私、眼光短淺。此外君王應效法獅子般威武,狐狸般狡詐。馬基維利也強調軍事重要性,主張君主應熟習戰爭之道,使政權更加鞏固。對馬基維利而言,君主應在不引起人民反感和怨恨的情形之下,以殘酷(cruelty)而非仁慈(mercy)治理國家。
第三章論述亨利五世的治國之術和為君之道。亨利於本劇一開始,即知政治權宜重要性,立即擺脫過去哈爾王子(Prince Hal)浪蕩形象,顯現治國明君之貌。亨利繼任王位後,立即發動對法國戰爭,宣稱擁有法國王位合法繼承權。表面上此戰爭是為王位,實為亨利統治英國策略──統合分裂英國也使覬覦王位者分心。
第四章探討亨利戰爭之道。戰爭中亨利巧妙運用殘酷和仁慈概念統領軍隊和對抗法國。亨利以仁慈獲得軍隊認同和支持,也以殘酷制衡違法亂紀之人。對抗法國時,亨利先以殘酷成功征服法軍,再以仁慈對待法軍。
末章提出本劇著重於亨利的馬基維利治國術。本劇延續也呼應莎翁第二輯四部曲(the Second Tetralogy)之觀點──政治世界之道德與普通世界道德相異。君主為國家利益之故,有時也須作出與普通世界道德相異甚至相反之舉。

The thesis intends to reconsider the last play of Shakespeare’s second tetralogy Henry V in terms of Niccolò Machiavelli’s treaties on statecraft and kingship.
Chapter one begins with a review of important study of Henry V in the twentieth century. Traditionally, the play is seen as a patriotic one which is intended to arouse the interest of the English audience. However, the play can be viewed as one that examines Henry’s skills of statecraft and kingship in uniting England and conquering France in terms of Machiavellian doctrines.
Chapter two concentrates on Machiavelli’s theories of statecraft and kingship. Different from his contemporary, Machiavelli believes that his treaties on rulership is practical and feasible. He asserts that a king should seek political expediency to further his end of ruling his nation. For political expediency, a king should have virtu that makes him competent. First, a king should understand the part of human nature that appears to be variable, selfish, shallow and nearsighted. Then a king should imitate the lion and the fox. The former means being brave and the latter means being cunning. Machiavelli further contends, however controversially, that war is a means of peace. He argues that a king should understand the importance of war and prepare for war in peace time. In addition, a king should employ cruelty to such a degree that he will not breed people’s contempt and hatred.
Chapter three examines Henry’s Machiavellian statecraft and kingship in the text. Henry understands well Machiavellian notions of political expediency. At the beginning of the play, he transforms himself into a competent king. Then he instigates a war against France, intending to capture the French throne through the matrilineal inheritance. On the surface, the war is about the succession problem. In fact, the war is Henry’s strategy to unite the whole England and distract those who covet his throne.
Chapter four centers on Henry’s art of war—he understands the skill of mercy and cruelty in the battlefield to rule his soldiers and subdue the French. Henry adopts mercy to win his soldiers’ support and boost their morale; meanwhile, he executes outlaws who infringe battlefield orders. For the French, Henry first makes use of cruelty to them to make them yield. Then he appeases them with mercy.
The thesis concludes with the conviction that Henry shows himself as a Machiavellian king in his statecraft and kingship. The play echoes the other second tetralogy: what is good in the political world is not the same as that in our everyday world. A competent king sometimes has to do what is morally nasty in his statecraft and kingship in the political realm.





Abstract (Chinese) i
Abstract (English) ii
Acknowledgements iv
Chapter One 1
Introduction 1
Henry V: A Machiavel or Ideal King 1
Henry V: Twentieth Century and 2
Chapter Description 11
Chapter Two 12
Machiavelli’s New Morality 12
Free Will and Fortune 15
Virtu 17
A. On Men 18
B. The Lion and the Fox 20
C. War as a Means of Peace 22
D. Mercy and Cruelty . 25
Machiavellianism in Tudor England 30
Chapter Three 33
Henry’s Machiavellian Statecraft and Kingship in Warfare 33
Prince Hal and Henry 33
The Illegitimate and Unjust War against France 36
War as a Machiavellian Ploy 43
A. Uniting the Whole England 43
B. “Busy Giddy Mind” 50
Chapter Four 61
Machiavellian Art of War: The Use of Mercy and Cruelty 61
“Fair Proceedings of the King” 61
Disciplining an Army 63
Executing Outlaws 73
Henry’s “Once More Unto the Breach” 76
Threatening Harfleur 76
Killing the French prisoners 78
Henry’s Courtly Love 83
Conclusion 87
Machiavellian Prince Presented 87
The King’s Struggle 90
Notes 94
Works Cited 98
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