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研究生:王馨
研究生(外文):Hsin Wang
論文名稱:韓國「發展型新自由主義」模式:以韓美FTA為例
論文名稱(外文):South Korean Developmental Neoliberalism Model:A Case Study of the U.S.- Korea FTA
指導教授:左正東左正東引用關係張登及張登及引用關係
指導教授(外文):Chen-Dong TsoTeng-chi Chang
口試委員:蔡增家董思齊
口試日期:2016-03-01
學位類別:碩士
校院名稱:國立臺灣大學
系所名稱:政治學研究所
學門:社會及行為科學學門
學類:政治學類
論文種類:學術論文
論文出版年:2016
畢業學年度:104
語文別:中文
論文頁數:158
中文關鍵詞:發展型國家理論發展型新自由主義模式1997年亞洲金融危機全球化民主化韓美自由貿易協定
外文關鍵詞:developmental state theorydevelopmental neoliberalism model1997 Asian financial crisisglobalizationdemocratizationU.S.- Korea FTA (KORUS FTA)
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東亞國家如韓國、臺灣、香港和新加坡等在二戰後經濟呈現高度成長,甚至被譽為「東亞經濟奇蹟」。如此高度的經濟成就,一時謂為政治經濟學的風潮,其中較受學界青睞的解釋為Chalmers Johnson所提出的東亞「發展型國家理論」(Developmental State Theory)。

1997年亞洲金融風暴後,發展型國家論的持續性及適用性深受新自由主義學派的質疑。韓國在亞洲金融危機後,經濟受到重創,甚至不得不接受「國際貨幣組織」(IMF)的救援,並採取新自由主義的經濟改革措施。另外,在全球化及金融危機後,韓國也一改過去保護主義的政策,積極追求「自由貿易協定」(FTA)的簽訂,遂有論者認為韓國拋開過去的發展型國家模式,成為新自由主義國家。然發展型國家模式是否因此在韓國式微,引起筆者的研究興趣。

本文試圖以韓美FTA為例,並探討兩個問題:首先,在推動韓美FTA的過程時,是否正如新自由主義學者主張韓國已拋棄過去發展型國家的特色,走向全面自由化;抑或是揉合了兩者之特點的「發展型新自由主義」呢?其次,若韓國的發展型國家主義的特色仍存在,那麼有別於過去的威權時代,在韓美FTA簽訂的過程中,國家的角色、國家與企業及國家與社會和民意的互動又為何呢?本研究希望透過上述問題,瞭解韓國的國家轉變與調適方向。


After WWII, the economic miracle in East Asia has given rise to a great theoretical debate of the economic transformation in this region. One of the famous theoretical responses to the transformation of Newly Industrialized Countries (NICs) in East Asia is “Developmental State Theory” established by Chalmers Johnson. However, developmental state theory has encountered several challenges especially after Asian Financial Crisis in 1997. South Korea was one of the Asian countries which suffered from the big disaster and some have criticized it was owing to the active and direct state intervention, strong economic and industrial policies, and the chaebol-oriented crony capitalism that induced this economic meltdown. Furthermore, the financial crisis served as the wake up call to Korea to generate substantial economic gains; therefore, the state started to shift its policy from tradition focus on mercantilism to a neoliberalism country through its trade-liberalized Free Trade Agreement (FTA) policy.
This research mainly focuses on the negotiation process of the KORUS FTA which is one of the influential FTAs of Korea. After outlining the background of the KORUS FTA, this research seeks to analyzine two following research questions: first, after globalization and Asian Financial Crisis, did Korea totally transform its economic ideology from developmentalism to neoliberalism? Or actually it turned to be the “developmental neoliberalism” state which remained its characteristic of developmentalism but also combined with the conception of neoliberalism? Second, if the characteristic of developmentalism still remains, what’s the role of state, the reaction between state and the chaebols and the society when facing numerous obstacles against KORUS FTA? By analyzing these two research questions, this study seeks to have a better understanding of the transformed Korea.



謝辭……… I
中文摘要.. V
英文摘要.... VII

第一章 緒論 1
第一節 研究動機與目的 1
第二節 文獻回顧 4
第三節 研究問題 11
第四節 研究方法與研究範圍 14
第五節 章節安排 16

第二章 發展型國家:理論與韓國的實踐 20
第一節 發展型國家理論緣起 20
第二節 發展型國家理論的挑戰與回應 24
第三節 亞洲金融風暴後韓國發展型國家的調適 31
第四節 小結 42

第三章 韓美自由貿易協定的簽訂過程 44
第一節 韓國推動FTA政策背景 44
第二節 韓美FTA簽訂背景與過程 55
第三節 韓美FTA主要內容 63
第四節 小結 76

第四章 韓國國內對韓美FTA的反應 78
第一節 社運團體的集結-反韓美FTA聯盟的成立 79
第二節 國內社會的反動-反美牛示威抗爭 85
第三節 國內政治決策過程-政黨意識形態對立 95
第四節 小結 100

第五章 以「發展型新自由主義」分析韓美FTA政策中的國家角色 102
第一節 國家在韓美FTA所扮演的角色 103
第二節 國家與企業的關係及輔助產業的政策 110
第三節 國會及民意之探討與國家的調適 121
第四節 小結 133
第六章 結論 136
第一節 研究發現與結果 136
第二節 未來展望 142

參考文獻… 144
壹、 中文資料 144
貳、 英文資料 149
參、 韓文資料 156



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貳、英文資料
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參、韓文資料
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