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研究生:陳氏春
研究生(外文):Tran Thi Xuan
論文名稱:National Origins, Imagined Geographies, and Regime Legitimacy: The Case of Trieu Da and His Nam Viet Kingdom in Vietnamese Historiographies
論文名稱(外文):National Origins, Imagined Geographies, and Regime Legitimacy: The Case of Trieu Da and His Nam Viet Kingdom in Vietnamese Historiographies
指導教授:康培德康培德引用關係
指導教授(外文):Peter Kang
學位類別:碩士
校院名稱:國立東華大學
系所名稱:臺灣文化學系
學門:社會及行為科學學門
學類:區域研究學類
論文種類:學術論文
論文出版年:2015
畢業學年度:103
論文頁數:101
中文關鍵詞:Trieu DaNam Viet kingdomVietnamese official historycontesting history
外文關鍵詞:Trieu DaNam Viet kingdomVietnamese official historycontesting history
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The Nam Viet kingdom (204 BC- 111 BC) of Trieu Da was located in the Sino-Vietnamese border region. It was recorded in both Chinese and Vietnamese historiographies in pre-modern time. Until the emergence of national consciousness, and the end of Confucian histories in the 20th century, while Chinese historians firmly defined Trieu Da as Chinese man, Vietnamese historians started treating him as Chinese invader. The current Marxist historiography, which is an official narrative of Trieu Da and his Nam Viet kingdom in Viet Nam, interprets Trieu Da as the First Chinese Invader and the historical record of Trieu Da was completely removed out of national history.
This thesis focuses on historical record of Trieu Da in four Confucian official histories from the 13th century- 19th century. It aims to criticize the transformations of Trieu Da’s image within the framework of official history - state identity relation. It claims that state identity, in its three terms of origin, geography, and legitimacy, contributes as a determining element of changing historians’ interpretations in official writing. With different perceptions of state origin and geography, Trieu Da was narrated as either insider or outsider. His position was respectively changed from the Founder of Vietnamese dynastic enterprise into as a Han invader. In addition, in order to legitimate Dai Viet emperorship, different supportable concepts of Neo-Confucianism were applied to argue against the traditional Chinese inclusiveness idea over the land of Dai Viet. Trieu Da, in turn was interpreted differently, as a Virtuous Emperor, a Sage Emperor, a Talent Emperor, or a Teacher- Emperor.
Through an examination of the transformations of interpretation of Trieu Da’s position in Vietnamese Confucian official, by contextualizing approach, the thesis argues that the contesting of histories of Trieu Da in Vietnamese public sphere originate from the burden of nation-building in current Marxist historiography. Instead of endeavouring to define Trieu Da’s nationality (Chinese or Vietnamese) to be applicable all time, it should acknowledge the casual relationship between the changing of social context and the way Trieu Da being interpreted, in which Trieu Da’s image can be changed over time.

The Nam Viet kingdom (204 BC- 111 BC) of Trieu Da was located in the Sino-Vietnamese border region. It was recorded in both Chinese and Vietnamese historiographies in pre-modern time. Until the emergence of national consciousness, and the end of Confucian histories in the 20th century, while Chinese historians firmly defined Trieu Da as Chinese man, Vietnamese historians started treating him as Chinese invader. The current Marxist historiography, which is an official narrative of Trieu Da and his Nam Viet kingdom in Viet Nam, interprets Trieu Da as the First Chinese Invader and the historical record of Trieu Da was completely removed out of national history.
This thesis focuses on historical record of Trieu Da in four Confucian official histories from the 13th century- 19th century. It aims to criticize the transformations of Trieu Da’s image within the framework of official history - state identity relation. It claims that state identity, in its three terms of origin, geography, and legitimacy, contributes as a determining element of changing historians’ interpretations in official writing. With different perceptions of state origin and geography, Trieu Da was narrated as either insider or outsider. His position was respectively changed from the Founder of Vietnamese dynastic enterprise into as a Han invader. In addition, in order to legitimate Dai Viet emperorship, different supportable concepts of Neo-Confucianism were applied to argue against the traditional Chinese inclusiveness idea over the land of Dai Viet. Trieu Da, in turn was interpreted differently, as a Virtuous Emperor, a Sage Emperor, a Talent Emperor, or a Teacher- Emperor.
Through an examination of the transformations of interpretation of Trieu Da’s position in Vietnamese Confucian official, by contextualizing approach, the thesis argues that the contesting of histories of Trieu Da in Vietnamese public sphere originate from the burden of nation-building in current Marxist historiography. Instead of endeavouring to define Trieu Da’s nationality (Chinese or Vietnamese) to be applicable all time, it should acknowledge the casual relationship between the changing of social context and the way Trieu Da being interpreted, in which Trieu Da’s image can be changed over time.

Table of Contents
ACKNOWLEDGEMENTS i
ABSTRACT ii
NOTE ON TRANSLITERATION AND THE USEAGE OF TERMS iii
ABBREVIATIONS iv
CHAPTER I: Introduction 1
1.1. Contesting histories of Trieu Da in Vietnam 1
1.2. The research 3
1.3. Theoretical framework 4
1.3.1. What is history: the question of the truth in historical writings 4
1.3.2. State identity and Official history 7
1.4. Thesis structure 9
CHAPTER II: Trieu Da in Chinese and Vietnamese national history 11
2.1. Trieu Da in Chinese national history 11
2.1.1. Trieu Da in the Han official history 11
2.1.2. The studies on Trieu Da during 1949 – 1970s 13
2.1.3. The studies on Trieu Da during 1980s – 1990s 14
2.2. Trieu Da in Vietnamese national history 16
2.2.1. An Duong Vuong and Trieu Da’s invasion 16
2.2.2. Trieu Da in Vietnamese national history in the 20th century 18
2.2.3. The contemporary Vietnamese scholarship on Trieu Da 21
2.2.4. English scholarship on Trieu Da and Vietnamese identity 23
2.3. Conclusion 25
CHAPER III: The Founder of the Viet dynastic enterprise– Trieu Da in Le Van Huu’s Su Ky (1272) 29
3.1. The interpertation of Trieu Da in the book Su Ky 29
3.1.1. Compiling context 29
3.1.2. Note on Le Van Huu’s historiography 30
3.1.3. Trieu Da in the book Sy Ky 31
3.2. The Founder of the Viet dynastic enterprise: Trieu Da and common ancestor of Dai Viet 32
3.2.1. Geographical identity: Dai Viet – Nam Viet historical mental connection 33
3.2.2. Cultural – Ethnical identity: Trieu Da and Dai Viet common ancestor 36
3.3. A Virtuous emperor: Trieu Da and Dai Viet position in Hua-Yi order 37
CHAPTER IV: A Sage- Emperor: Trieu Da in Ngo Si Lien’s Toan Thu (1479) 43
4.1. The interperation of Trieu Da in the book Toan Thu 43
4.1.1. Compiling context 43
4.1.2. Note on Ngo Si Lien‘s historiography 44
4.1.3. Trieu Da in Ngo Si Lien’s Toan Thu 46
4.2. A Confucian Emperor: Trieu Da and the Southern kingdom 48
4.2.1. From oligarchy to Bureaucratic state: new imaged geography and origin 48
4.2.2. Trieu Da and a newly theorizing of state origin and geography 50
4.3. A Sage-Emperor: Trieu Da and Neo-Confucian Sagehood 52
CHAPER V: Becoming alien emperor: Trieu Da and Ngo Thoi Si critical historiography (1775-1800) 57
5.1. The inteperation of Trieu Da in the book Tien Bien 57
5.1.1. Compiling context 57
5.1.2. Note on Ngo Thoi Si’s historiography 58
5.1.3. Trieu Da in the book Tien Bien 60
5.2. A Chinese Invader: A new perception of state origin and geography 64
5.2.1. Annam and new self-identification of Dai Viet state 64
5.2.2. Excluding Trieu Da: From Bach Viet to An Nam 67
5.3. A Talent Emperor: The Le- Trinh bicephalic state and the legitimacy of literati over the bureaucracy 69
CHAPTER VI: A Non-Orthodox Emperor: Trieu Da in the book Cuong Muc 75
6.1. The interpretation of Trieu Da in the book Cuong Muc 75
6.1.1. Compiling context 75
6.1.2. Note on historiography of the book 75
6.1.3. Trieu Da in the book Cuong Muc 76
6.2. Trieu Da old land and an ambiguous territory of Dai Nam kingdom 78
6.3. A Non-Orthodox Emperor: Trieu Da and Dai Nam Empire 80
6.3.1. Criticizing dynastic orthodoxy and Emperor/King division 81
6.3.2. Teacher- emperor and Confucianism in Tu Duc reign 83
CHAPTER VII: Conclusion 87
References 93


Sources cited for pre-modern primary Sources
Sources cited in Chinese:
Shiji 史記: http://ctext.org/shiji
Hanshu 漢書: http://ctext.org/han-shu
Tongdian 通典: http://ctext.org/tongdian
Shiji Sanjiazhu 史記三家注: http://ctext.org/wiki.pl?if=en&;res=384378

Sources cited in Vietnamese:
Ngô Sĩ Liên. Đại Việt Sử Ký Toàn Thư. (TT). Translated and annotated by Ngô Đúc Thọ. Revised by Hà Văn Tấn. Hà Nội: Nhà Xuất Bản Khoa Học Xã Họi, 1998.
Primary sources: A. 3/1-4 – 國子監藏版, Vien Nghien cuu Han Nom
English translation: Online sources
https://sites.google.com/a/hawaii.edu/viet-texts/dhvsktt-nk

Ngô Thì Sĩ. Đại Việt Sử Ký Tiền Biên. (ĐVSKTB). Edited and translated by Viện Nghiên cưú Hán Nôm. Hà Nội: Nhà Xuất Bản Khoa Học Xã Họi, 1997.
Primary sources: 大越史記前編,東武劉燕庭氏校鈔

Quốc sử quán Triều Nguyễn. Khâm Định Việt Sử Thông Giám Cương Mục. (CM).
Translated by Viện Sử Học. Hà Nội: Nhà Xuất Bản Giáo Dục, 1998.
Primary sources: text NLVNPF-0174-01 R.591- National Library of Vietnam/ Thư viện Quốc gia Việt Nam
Online source: http://lib.nomfoundation.org/collection/1/volume/251/
English translation: https://sites.google.com/a/hawaii.edu/viet-texts/kdhvstgcm


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